Skip to content
Home
About
Blog
Contact
Legal
Expand
Disclosure
Privacy Policy
Terms Of Use
Search
Disclosures
Expand
Changes in Beneficial Ownership
Derivative Securities Transactions
Exemptions from Reporting
Material Transactions
Reporting Non-Derivative Securities Transactions
Filers
Expand
10% Shareholders
Beneficial Owners
Directors
Officers
Section 16 Officers
Filing Process
Expand
Amending and Correcting Form 4 filings
Electronic Filing Options
Filing Deadlines and Timing Considerations
Filing Requirements for SEC Form 4
Paper Filing Procedures
Insider Trading
Expand
Consequences of Violations
Definition of Insider Trading
Legal Requirements
Prohibited Activities
Reporting Obligations
Penalties
Expand
Civil Money Penalties
Consequences of Non-Compliance
Criminal Penalties
Enforcement Actions
Late Filing Penalties
Purpose
Expand
Required Disclosure of Changes in Ownership of Company Stock by Insiders
To Comply with Federal Securities Laws and Regulations
To Ensure Transparency and Accountability in the Stock Market
To Facilitate the Monitoring and Regulation of Insider Trading
To Inform Investors and the Public About Insider Trading Activities
Reporting Deadlines
Expand
Consequences of Missing Reporting Deadlines
Extensions for Reporting Deadlines
Filing Ddeadlines for SEC Form 4
Grace Period for Late Filings
Impact on Insider Trading Regulations
SEC Form 4
Transactions
Expand
Acquisition of Securities
Derivative Transactions
Disposition of Securities
Non-Open Market Transactions
Open Market Transactions
Toggle Menu
Home
/
Filing Process
/
Electronic Filing Options
Electronic Filing Options
It seems we can’t find what you’re looking for. Perhaps searching can help.
Search for:
Search
Scroll to top
Scroll to top
Home
About
Blog
Contact
Legal
Toggle child menu
Expand
Disclosure
Privacy Policy
Terms Of Use
Toggle Menu Close
Search for:
Search
